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Some Principles of Maritime Strategy

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While Rodney took the offensive area, Lord Howe was given the other. His task was to prevent the coalition obtaining such a command of home waters as would place our trade and coasts at their mercy, and it was not likely to prove a light one. We knew that the enemy's plan was to combine their attack on the West Indies with an attempt to control the North Sea, and possibly the Straits of Dover, with a Dutch squadron of twelve to fifteen of the line, while a combined Franco-Spanish fleet of at least forty sail would occupy the mouth of the Channel. It was also possible that these two forces would endeavour to form a junction. In any case the object of the joint operations would be to paralyse our trade and annoy our coasts, and thereby force us to neglect the West Indian area and the two Spanish objectives, Minorca and Gibraltar. All told we had only about thirty of the line on the home station, and though a large proportion of these were three-deckers, a good many could not be ready for sea till the summer.

Inferior as was the available force, there was no thought of a purely passive defence. It would not meet the case. Something must be done to interfere with the offensive operations of the allies in the West Indies and against Gibraltar, or they would attain the object of their home campaign. It was resolved to effect this by minor counterstrokes on their line of communications to the utmost limit of our defensive reach. It would mean a considerable stretch of our concentration, but we were determined to do what we could to prevent reinforcements from reaching the West Indies from Brest, to intercept French trade as occasion offered, and, finally, at almost any risk to relieve Gibraltar.

In these conditions the defensive concentration was based on a central mass or reserve at Spithead, a squadron in the Downs to watch the Texel for the safety of the North Sea trade, and another to the westward to watch Brest and interrupt its transatlantic communications. Kempenfelt in command of the latter squadron had just shown what could be done by his great exploit of capturing Guichen's convoy of military and naval stores for the West Indies. Early in the spring he was relieved by Barrington, who sailed on April 5th to resume the Ushant position. His instructions were not to fight a superior enemy unless in favourable circumstances, but to retire on Spithead. He was away three weeks, and returned with a French East India convoy with troops and stores, and two of the ships of-the-line which formed its escort.

Up to this time there had been no immediate sign of the great movement from the south. The Franco-Spanish fleet which had assembled at Cadiz was occupied ineffectually in trying to stop small reliefs reaching Gibraltar and in covering their own homeward-bound trade. The Dutch, however, were becoming active, and the season was approaching for our Baltic trade to come home. Ross in the North Sea had but four of the line to watch the Texel, and was in no position to deal with the danger. Accordingly early in May the weight of the home concentration was thrown into the North Sea. On the 10th Howe sailed with Barrington and the bulk of the fleet to join Ross in the Downs, while Kempenfelt again took the Ushant position. Only about half the Brest Squadron had gone down to join the Spaniards at Cadiz, and he was told his first duty was to intercept the rest if it put to sea, but, as in Barrington's instructions, if he met a superior squadron he was to retire up Channel under the English coast and join hands with Howe. In spite of the fact that influenza was now raging in the fleet, he succeeded in holding the French inactive. Howe with the same difficulty to face was equally successful. The Dutch had put to sea, but returned immediately they knew of his movement, and cruising off the Texel, he held them there, and kept complete command of the North Sea till our Baltic trade was safe home.

By the end of May it was done, and as our intelligence indicated that the great movement from Cadiz was at last about to begin, Howe, to whom a certain discretion had been left, decided it was time to shift the weight to his other wing and close on Kempenfelt. The Government, however, seemed to think that he ought to be able to use his position for offensive operations against Dutch trade, but in the admiral's opinion this was to lose hold of the design and sacrifice cohesion too much to reach. He informed them that he had not deemed it advisable to make detachments from his squadron against the trade, "not knowing how suddenly there might be a call, for the greater part of it at least, to the westward." In accordance, therefore, with his general instructions he left with Ross a strong squadron of nine of the line, sufficient to hold in check, and even "to take and destroy," the comparatively weak ships of the Dutch, and with the rest returned to the westward.13 His intention was to proceed with all possible expedition to join Kempenfelt on the coast of France, but this, owing to the ravages of the influenza, he was unable to do. Kempenfelt was forced to come in, and on June 5th the junction was made at Spithead.

For three weeks, so severe was the epidemic, they could not move. Then came news that the Cadiz fleet under Langara had sailed the day Howe had reached Spithead, and he resolved to make a dash with every ship fit to put to sea to cut it off from Brest. He was too late. Before he could get into position the junction between Langara and the Brest squadron was made, and in their full force the allies had occupied the mouth of the Channel. With the addition of the Brest ships the combined fleet numbered forty of the line, while all Howe could muster was twenty-two, but amongst them were seven three-deckers and three eighties, and he would soon be reinforced. Three of Ross's smallest ships were recalled, and five others were nearly ready, but for these Howe could not wait. The homeward-bound Jamaica convoy was at hand, and at all hazards it must be saved.

What was to be done? So soon as he sighted the enemy he realised that a successful action was out of the question. Early in the morning of July 12th, "being fifteen leagues S.S.E. from Scilly," Langara with thirty-six of the line was seen to the westward. "As soon," wrote Howe, "as their force had been ascertained, I thought proper to avoid coming to battle with them as then circumstanced, and therefore steered to the north to pass between Scilly and the Land's End. My purpose therein was to get to the westward of the enemy, both for protecting the Jamaica convoy and to gain the advantage of situation for bringing them to action which the difference in our numbers renders desirable."

By a most brilliant effort of seamanship the dangerous movement was effected safely that night, and it proved an entire success. Till Howe was met with and defeated, the allies would not venture into the Channel, and his unprecedented feat had effectually thrown them off. Assuming apparently that he must have passed round their rear to seaward, they sought him to the southward, and there for a month beat up and down in ineffective search. Meanwhile Howe, sending his cruisers ahead to the convoy's rendezvous off the south-west coast of Iceland, had taken his whole fleet about two hundred miles west of the Skelligs to meet it. Northerly winds prevented his reaching the right latitude in time, but it mattered little. The convoy passed in between him and the south of Ireland, and as the enemy had taken a cast down to Ushant, it was able to enter the Channel in safety without sighting an enemy's sail. Ignorant of what had happened, Howe cruised for a week practising the ships "in connected movements so particularly necessary on the present occasion." Then with his fleet in fine condition to carry out preventive tactics in accordance with Kempenfelt's well-known exposition,14 he returned to seek the enemy to the eastward, in order to try to draw them from their station at Scilly and open the Channel. On his way he learnt the convoy had passed in, and with this anxiety off his mind he bore up for the Lizard, where his reinforcements were awaiting him. There he found the Channel was free. From lack of supplies the enemy had been forced to retire to port, and he returned to Spithead to make preparations for the relief of Gibraltar. While this work was going on, the North Sea squadron was again strengthened that it might resume the blockade of the Texel and cover the arrival of the autumn convoys from the Baltic. It was done with complete success. Not a single ship fell into the enemy's hands, and the campaign, and indeed the war, ended by Howe taking the mass of his force down to Gibraltar and performing his remarkable feat of relieving it in the face of the Spanish squadron. For the power and reach of a well-designed concentration there can be no finer example.

If, now, we seek from the above and similar examples for principles to serve as a guide between concentration and division we shall find, firstly, this one. The degree of division we shall require is in proportion to the number of naval ports from which the enemy can act against our maritime interests and to the extent of coastline along which they are spread. It is a principle which springs from the soul of our old tradition that we must always seek, not merely to prevent the enemy striking at our heart, but also to strike him the moment he attempts to do anything. We must make of his every attempt an opportunity for a counterstroke. The distribution this aim entailed varied greatly with different enemies. In our wars with France, and particularly when Spain and Holland were in alliance with her, the number of the ports to be dealt with was very considerable and their distribution very wide. In our wars with the Dutch alone, on the other hand, the number and distribution were comparatively small, and in this case our concentration was always close.

 

This measure of distribution, however, will never stand alone. Concentration will not depend solely upon the number and position of the enemy's naval ports. It will be modified by the extent to which the lines of operation starting from those ports traverse our own home waters. The reason is plain. Whatever the enemy opposed to us, and whatever the nature of the war, we must always keep a fleet at home. In any circumstances it is essential for the defence of our home trade terminals, and it is essential as a central reserve from which divisions can be thrown off to reinforce distant terminals and to seize opportunities for counterstrokes. It is "the mainspring," as Lord Barham put it, "from which all offensive operations must proceed." This squadron, then, being permanent and fixed as the foundation of our whole system, it is clear that if, as in the case of the French wars, the enemy's lines of operation do not traverse our home waters, close concentration upon it will not serve our turn. If, on the other hand, as in the case of the Dutch wars, the lines do traverse home waters, a home concentration is all that is required. Our division will then be measured by the amount of our surplus strength, and by the extent to which we feel able to detach squadrons for offensive action against the enemy's distant maritime interests without prejudicing our hold on the home terminals of his lines of operation and our power of striking directly he moves. These remarks apply, of course, to the main fleet operations. If such an enemy has distant colonial bases from which he can annoy our trade, minor concentrations must naturally be arranged in those areas.

Next we have to note that where the enemy's squadrons are widely distributed in numerous bases, we cannot always simplify the problem by leaving some of them open so as to entice him to concentrate and reduce the number of ports to be watched. For if we do this, we leave the unwatched squadrons free for sporadic action. Unless we are sure he intends to concentrate with a view to a decisive action, our only means of simplifying the situation is to watch every port closely enough to interfere effectually with sporadic action. Then, sporadic action being denied him, the enemy must either do nothing or concentrate.

The next principle is flexibility. Concentration should be so arranged that any two parts may freely cohere, and that all parts may quickly condense into a mass at any point in the area of concentration. The object of holding back from forming the mass is to deny the enemy knowledge of our actual distribution or its intention at any given moment, and at the same time to ensure that it will be adjusted to meet any dangerous movement that is open to him. Further than this our aim should be not merely to prevent any part being overpowered by a superior force, but to regard every detached squadron as a trap to lure the enemy to destruction. The ideal concentration, in short, is an appearance of weakness that covers a reality of strength.

PART THREE
CONDUCT OF NAVAL WAR

CHAPTER ONE
INTRODUCTORY

I. INHERENT DIFFERENCES IN THE
CONDITIONS OF WAR ON LAND AND ON SEA

Before attempting to apply the foregoing general principles in a definite manner to the conduct of naval war, it is necessary to clear the ground of certain obstacles to right judgment. The gradual elucidation of the theory of war, it must be remembered, has been almost entirely the work of soldiers, but so admirable is the work they have done, and so philosophical the method they have adopted, that a very natural tendency has arisen to assume that their broad-based conclusions are of universal application. That the leading lines which they have charted are in a certain sense those which must govern all strategy no one will deny. They are the real pioneers, and their methods must be in the main our methods, but what we have to remember is that the country we have to travel is radically different from that in which they acquired their skill.

A moment's consideration will reveal how far-reaching the differences are. Let us ask ourselves what are the main ideas around which all the military lore turns. It may be taken broadly that the general principles are three in number. Firstly, there is the idea of concentration of force, that is, the idea of overthrowing the enemy's main strength by bringing to bear upon it the utmost accumulation of weight and energy within your means; secondly, there is the idea that strategy is mainly a question of definite lines of communication; and thirdly, there is the idea of concentration of effort, which means keeping a single eye on the force you wish to overthrow without regard to ulterior objects. Now if we examine the conditions which give these principles so firm a footing on land, we shall find that in all three cases they differ at sea, and differ materially.

Take the first, which, in spite of all the deductions we have to make from it in the case of limited wars, is the dominating one. The pithy maxim which expresses its essence is that our primary objective is the enemy's main force. In current naval literature the maxim is applied to the sea in some such form as this: "The primary object of our battle-fleet is to seek out and destroy that of the enemy." On the surface nothing could look sounder, but what are the conditions which underlie the one and the other?

The practical value of the military maxim is based upon the fact that in land warfare it is always theoretically possible to strike at your enemy's army, that is, if you have the strength and spirit to overcome the obstacles and face the risks. But at sea this is not so. In naval warfare we have a far-reaching fact which is entirely unknown on land. It is simply this—that it is possible for your enemy to remove his fleet from the board altogether. He may withdraw it into a defended port, where it is absolutely out of your reach without the assistance of an army. No amount of naval force, and no amount of offensive spirit, can avail you. The result is that in naval warfare an embarrassing dilemma tends to assert itself. If you are in a superiority that justifies a vigorous offensive and prompts you to seek out your enemy with a view to a decision, the chances are you will find him in a position where you cannot touch him. Your offence is arrested, and you find yourself in what, at least theoretically, is the weakest general position known to war.

This was one of our earliest discoveries in strategy. It followed indeed immediately and inevitably upon our discovery that the most drastic way of making war was to concentrate every effort on the enemy's armed forces. In dealing with the theory of war in general a caveat has already been entered against the too common assumption that this method was an invention of Napoleon's or Frederick's, or that it was a foreign importation at all. In the view at least of our own military historians the idea was born in our Civil Wars with Cromwell and the New Model Army. It was the conspicuous feature that distinguished our Civil War from all previous wars of modern times. So astonishing was its success—as foreign observers remarked—that it was naturally applied by our soldier-admirals at sea so soon as war broke out with the Dutch. Whatever may be the claims of the Cromwellian soldiers to have invented for land warfare what is regarded abroad as the chief characteristic of the Napoleonic method, it is beyond doubt that they deserve the credit of it at sea. All three Dutch wars had a commercial object, and yet after the first campaign the general idea never was to make the enemy's commerce a primary objective. That place was occupied throughout by their battle-fleets, and under Monk and Rupert at least those objectives were pursued with a singleness of purpose and a persistent vehemence that was entirely Napoleonic.

But in the later stages of the struggle, when we began to gain a preponderance, it was found that the method ceased to work. The attempt to seek the enemy with a view to a decisive action was again and again frustrated by his retiring to his own coasts, where either we could not reach him or his facilities for retreat made a decisive result impossible. He assumed, in fact, a defensive attitude with which we were powerless to deal, and in the true spirit of defence he sprang out from time to time to deal us a counterstroke as he saw his opportunity.

It was soon perceived that the only way of dealing with this attitude was to adopt some means of forcing the enemy to sea and compelling him to expose himself to the decision we sought. The most cogent means at hand was to threaten his commerce. Instead, therefore, of attempting to seek out his fleet directly, our own would sit upon the fairway of his homeward-bound trade, either on the Dogger Bank or elsewhere, thereby setting up a situation which it was hoped would cost him either his trade or his battle-fleet, or possibly both. Thus in spite of the fact that with our increasing preponderance our preoccupation with the idea of battle decision had become stronger than ever, we found ourselves forced to fall back upon subsidiary operations of an ulterior strategical character. It is a curious paradox, but it is one that seems inherent in the special feature of naval war, which permits the armed force to be removed from the board altogether.

The second distinguishing characteristic of naval warfare which relates to the communication idea is not so well marked, but it is scarcely less important. It will be recalled that this characteristic is concerned with lines of communication in so far as they tend to determine lines of operation. It is a simple question of roads and obstacles. In land warfare we can determine with some precision the limits and direction of our enemy's possible movements. We know that they must be determined mainly by roads and obstacles. But afloat neither roads nor obstacles exist. There is nothing of the kind on the face of the sea to assist us in locating him and determining his movements. True it is that in sailing days his movements were to some extent limited by prevailing winds and by the elimination of impossible courses, but with steam even these determinants have gone, and there is practically nothing to limit the freedom of his movement except the exigencies of fuel. Consequently in seeking to strike our enemy the liability to miss him is much greater at sea than on land, and the chances of being eluded by the enemy whom we are seeking to bring to battle become so serious a check upon our offensive action as to compel us to handle the maxim of "Seeking out the enemy's fleet" with caution.

The difficulty obtruded itself from the moment the idea was born. It may be traced back—so far at least as modern warfare is concerned—to Sir Francis Drake's famous appreciation in the year of the Armada. This memorable despatch was written when an acute difference of opinion had arisen as to whether it were better to hold our fleet back in home waters or to send it forward to the coast of Spain. The enemy's objective was very uncertain. We could not tell whether the blow was to fall in the Channel or Ireland or Scotland, and the situation was complicated by a Spanish army of invasion ready to cross from the Flemish coast, and the possibility of combined action by the Guises from France. Drake was for solving the problem by taking station off the Armada's port of departure, and fully aware of the risk such a move entailed, he fortified his purely strategical reasons with moral considerations of the highest moment. But the Government was unconvinced, not as is usually assumed out of sheer pusillanimity and lack of strategical insight, but because the chances of Drake's missing contact were too great if the Armada should sail before our own fleet could get into position.

 

Our third elementary principle is the idea of concentration of effort, and the third characteristic of naval warfare which clashes with it is that over and above the duty of winning battles, fleets are charged with the duty of protecting commerce. In land warfare, at least since laying waste an undefended part of your enemy's country ceased to be a recognised strategical operation, there is no corresponding deflection of purely military operations. It is idle for purists to tell us that the deflection of commerce protection should not be permitted to turn us from our main purpose. We have to do with the hard facts of war, and experience tells us that for economic reasons alone, apart from the pressure of public opinion, no one has ever found it possible to ignore the deflection entirely. So vital indeed is financial vigour in war, that more often than not the maintenance of the flow of trade has been felt as a paramount consideration. Even in the best days of our Dutch wars, when the whole plan was based on ignoring the enemy's commerce as an objective, we found ourselves at times forced to protect our own trade with seriously disturbing results.

Nor is it more profitable to declare that the only sound way to protect your commerce is to destroy the enemy's fleet. As an enunciation of a principle it is a truism—no one would dispute it. As a canon of practical strategy, it is untrue; for here our first deflection again asserts itself. What are you to do if the enemy refuses to permit you to destroy his fleets? You cannot leave your trade exposed to squadronal or cruiser raids while you await your opportunity, and the more you concentrate your force and efforts to secure the desired decision, the more you will expose your trade to sporadic attack. The result is that you are not always free to adopt the plan which is best calculated to bring your enemy to a decision. You may find yourself compelled to occupy, not the best positions, but those which will give a fair chance of getting contact in favourable conditions, and at the same time afford reasonable cover for your trade. Hence the maxim that the enemy's coast should be our frontier. It is not a purely military maxim like that for seeking out the enemy's fleet, though the two are often used as though they were interchangeable. Our usual positions on the enemy's coast were dictated quite as much by the exigencies of commerce protection as by primary strategical reasons. To maintain a rigorous watch close off the enemy's ports was never the likeliest way to bring him to decisive action—we have Nelson's well-known declaration on the point—but it was the best way, and often the only way, to keep the sea clear for the passage of our own trade and for the operations of our cruisers against that of the enemy.

For the present these all-important points need not be elaborated further. As we proceed to deal with the methods of naval warfare they will gather force and lucidity. Enough has been said to mark the shoals and warn us that, admirably constructed as is the craft which the military strategists have provided for our use, we must be careful with our navigation.

But before proceeding further it is necessary to simplify what lies before us by endeavouring to group the complex variety of naval operations into manageable shape.

13The Dutch were believed to have sixteen of the line—one seventy-four, seven sixty-eights, and the rest under sixty guns. In Ross's squadron were one three-decker and two eighties.
14See post, pp. -24.