The Birth of Tragedy

13

That Socrates stood in close relationship to Euripides in the tendency of his teaching, did not escape the notice of contemporaneous antiquity; the most eloquent expression of this felicitous insight being the tale current in Athens, that Socrates was accustomed to help Euripides in poetising. Both names were mentioned in one breath by the adherents of the "good old time," whenever they came to enumerating the popular agitators of the day: to whose influence they attributed the fact that the old Marathonian stalwart capacity of body and soul was more and more being sacrificed to a dubious enlightenment, involving progressive degeneration of the physical and mental powers. It is in this tone, half indignantly and half contemptuously, that Aristophanic comedy is wont to speak of both of them – to the consternation of modern men, who would indeed be willing enough to give up Euripides, but cannot suppress their amazement that Socrates should appear in Aristophanes as the first and head sophist, as the mirror and epitome of all sophistical tendencies; in connection with which it offers the single consolation of putting Aristophanes himself in the pillory, as a rakish, lying Alcibiades of poetry. Without here defending the profound instincts of Aristophanes against such attacks, I shall now indicate, by means of the sentiments of the time, the close connection between Socrates and Euripides. With this purpose in view, it is especially to be remembered that Socrates, as an opponent of tragic art, did not ordinarily patronise tragedy, but only appeared among the spectators when a new play of Euripides was performed. The most noted thing, however, is the close juxtaposition of the two names in the Delphic oracle, which designated Socrates as the wisest of men, but at the same time decided that the second prize in the contest of wisdom was due to Euripides.

Sophocles was designated as the third in this scale of rank; he who could pride himself that, in comparison with Æschylus, he did what was right, and did it, moreover, because he knew what was right. It is evidently just the degree of clearness of this knowledge, which distinguishes these three men in common as the three "knowing ones" of their age.

The most decisive word, however, for this new and unprecedented esteem of knowledge and insight was spoken by Socrates when he found that he was the only one who acknowledged to himself that he knew nothing while in his critical pilgrimage through Athens, and calling on the greatest statesmen, orators, poets, and artists, he discovered everywhere the conceit of knowledge. He perceived, to his astonishment, that all these celebrities were without a proper and accurate insight, even with regard to their own callings, and practised them only by instinct. "Only by instinct": with this phrase we touch upon the heart and core of the Socratic tendency. Socratism condemns therewith existing art as well as existing ethics; wherever Socratism turns its searching eyes it beholds the lack of insight and the power of illusion; and from this lack infers the inner perversity and objectionableness of existing conditions. From this point onwards, Socrates believed that he was called upon to, correct existence; and, with an air of disregard and superiority, as the precursor of an altogether different culture, art, and morality, he enters single-handed into a world, of which, if we reverently touched the hem, we should count it our greatest happiness.

Here is the extraordinary hesitancy which always seizes upon us with regard to Socrates, and again and again invites us to ascertain the sense and purpose of this most questionable phenomenon of antiquity. Who is it that ventures single-handed to disown the Greek character, which, as Homer, Pindar, and Æschylus, as Phidias, as Pericles, as Pythia and Dionysus, as the deepest abyss and the highest height, is sure of our wondering admiration? What demoniac power is it which would presume to spill this magic draught in the dust? What demigod is it to whom the chorus of spirits of the noblest of mankind must call out: "Weh! Weh! Du hast sie zerstört, die schöne Welt, mit mächtiger Faust; sie stürzt, sie zerfällt!"¹⁹

A key to the character of Socrates is presented to us by the surprising phenomenon designated as the "daimonion" of Socrates. In special circumstances, when his gigantic intellect began to stagger, he got a secure support in the utterances of a divine voice which then spake to him. This voice, whenever it comes, always dissuades. In this totally abnormal nature instinctive wisdom only appears in order to hinder the progress of conscious perception here and there. While in all productive men it is instinct which is the creatively affirmative force, consciousness only comporting itself critically and dissuasively; with Socrates it is instinct which becomes critic; it is consciousness which becomes creator – a perfect monstrosity per defectum! And we do indeed observe here a monstrous defectus of all mystical aptitude, so that Socrates might be designated as the specific non-mystic, in whom the logical nature is developed, through a superfoetation, to the same excess as instinctive wisdom is developed in the mystic. On the other hand, however, the logical instinct which appeared in Socrates was absolutely prohibited from turning against itself; in its unchecked flow it manifests a native power such as we meet with, to our shocking surprise, only among the very greatest instinctive forces. He who has experienced even a breath of the divine naïveté and security of the Socratic course of life in the Platonic writings, will also feel that the enormous driving-wheel of logical Socratism is in motion, as it were, behind Socrates, and that it must be viewed through Socrates as through a shadow. And that he himself had a boding of this relation is apparent from the dignified earnestness with which he everywhere, and even before his judges, insisted on his divine calling. To refute him here was really as impossible as to approve of his instinct-disintegrating influence. In view of this indissoluble conflict, when he had at last been brought before the forum of the Greek state, there was only one punishment demanded, namely exile; he might have been sped across the borders as something thoroughly enigmatical, irrubricable and inexplicable, and so posterity would have been quite unjustified in charging the Athenians with a deed of ignominy. But that the sentence of death, and not mere exile, was pronounced upon him, seems to have been brought about by Socrates himself, with perfect knowledge of the circumstances, and without the natural fear of death: he met his death with the calmness with which, according to the description of Plato, he leaves the symposium at break of day, as the last of the revellers, to begin a new day; while the sleepy companions remain behind on the benches and the floor, to dream of Socrates, the true eroticist. The dying Socrates became the new ideal of the noble Greek youths, – an ideal they had never yet beheld, – and above all, the typical Hellenic youth, Plato, prostrated himself before this scene with all the fervent devotion of his visionary soul.

14

Let us now imagine the one great Cyclopean eye of Socrates fixed on tragedy, that eye in which the fine frenzy of artistic enthusiasm had never glowed – let us think how it was denied to this eye to gaze with pleasure into the Dionysian abysses – what could it not but see in the "sublime and greatly lauded" tragic art, as Plato called it? Something very absurd, with causes that seemed to be without effects, and effects apparently without causes; the whole, moreover, so motley and diversified that it could not but be repugnant to a thoughtful mind, a dangerous incentive, however, to sensitive and irritable souls. We know what was the sole kind of poetry which he comprehended: the Æsopian fable: and he did this no doubt with that smiling complaisance with which the good honest Gellert sings the praise of poetry in the fable of the bee and the hen: —

 
"Du siehst an mir, wozu sie nützt,
Dem, der nicht viel Verstand besitzt,
Die Wahrheit durch ein Bild zu sagen."²⁰
 

But then it seemed to Socrates that tragic art did not even "tell the truth": not to mention the fact that it addresses itself to him who "hath but little wit"; consequently not to the philosopher: a twofold reason why it should be avoided. Like Plato, he reckoned it among the seductive arts which only represent the agreeable, not the useful, and hence he required of his disciples abstinence and strict separation from such unphilosophical allurements; with such success that the youthful tragic poet Plato first of all burned his poems to be able to become a scholar of Socrates. But where unconquerable native capacities bore up against the Socratic maxims, their power, together with the momentum of his mighty character, still sufficed to force poetry itself into new and hitherto unknown channels.

An instance of this is the aforesaid Plato: he, who in the condemnation of tragedy and of art in general certainly did not fall short of the naïve cynicism of his master, was nevertheless constrained by sheer artistic necessity to create a form of art which is inwardly related even to the then existing forms of art which he repudiated. Plato's main objection to the old art – that it is the imitation of a phantom,²¹ and hence belongs to a sphere still lower than the empiric world – could not at all apply to the new art: and so we find Plato endeavouring to go beyond reality and attempting to represent the idea which underlies this pseudo-reality. But Plato, the thinker, thereby arrived by a roundabout road just at the point where he had always been at home as poet, and from which Sophocles and all the old artists had solemnly protested against that objection. If tragedy absorbed into itself all the earlier varieties of art, the same could again be said in an unusual sense of Platonic dialogue, which, engendered by a mixture of all the then existing forms and styles, hovers midway between narrative, lyric and drama, between prose and poetry, and has also thereby broken loose from the older strict law of unity of linguistic form; a movement which was carried still farther by the cynic writers, who in the most promiscuous style, oscillating to and fro betwixt prose and metrical forms, realised also the literary picture of the "raving Socrates" whom they were wont to represent in life. Platonic dialogue was as it were the boat in which the shipwrecked ancient poetry saved herself together with all her children: crowded into a narrow space and timidly obsequious to the one steersman, Socrates, they now launched into a new world, which never tired of looking at the fantastic spectacle of this procession. In very truth, Plato has given to all posterity the prototype of a new form of art, the prototype of the novel which must be designated as the infinitely evolved Æsopian fable, in which poetry holds the same rank with reference to dialectic philosophy as this same philosophy held for many centuries with reference to theology: namely, the rank of ancilla. This was the new position of poetry into which Plato forced it under the pressure of the demon-inspired Socrates.

Here philosophic thought overgrows art and compels it to cling close to the trunk of dialectics. The Apollonian tendency has chrysalised in the logical schematism; just as something analogous in the case of Euripides (and moreover a translation of the Dionysian into the naturalistic emotion) was forced upon our attention. Socrates, the dialectical hero in Platonic drama, reminds us of the kindred nature of the Euripidean hero, who has to defend his actions by arguments and counter-arguments, and thereby so often runs the risk of forfeiting our tragic pity; for who could mistake the optimistic element in the essence of dialectics, which celebrates a jubilee in every conclusion, and can breathe only in cool clearness and consciousness: the optimistic element, which, having once forced its way into tragedy, must gradually overgrow its Dionysian regions, and necessarily impel it to self-destruction – even to the death-leap into the bourgeois drama. Let us but realise the consequences of the Socratic maxims: "Virtue is knowledge; man only sins from ignorance; he who is virtuous is happy": these three fundamental forms of optimism involve the death of tragedy. For the virtuous hero must now be a dialectician; there must now be a necessary, visible connection between virtue and knowledge, between belief and morality; the transcendental justice of the plot in Æschylus is now degraded to the superficial and audacious principle of poetic justice with its usual deus ex machina.

How does the chorus, and, in general, the entire Dionyso-musical substratum of tragedy, now appear in the light of this new Socrato-optimistic stage-world? As something accidental, as a readily dispensable reminiscence of the origin of tragedy; while we have in fact seen that the chorus can be understood only as the cause of tragedy, and of the tragic generally. This perplexity with respect to the chorus first manifests itself in Sophocles – an important sign that the Dionysian basis of tragedy already begins to disintegrate with him. He no longer ventures to entrust to the chorus the main share of the effect, but limits its sphere to such an extent that it now appears almost co-ordinate with the actors, just as if it were elevated from the orchestra into the scene: whereby of course its character is completely destroyed, notwithstanding that Aristotle countenances this very theory of the chorus. This alteration of the position of the chorus, which Sophocles at any rate recommended by his practice, and, according to tradition, even by a treatise, is the first step towards the annihilation of the chorus, the phases of which follow one another with alarming rapidity in Euripides, Agathon, and the New Comedy. Optimistic dialectics drives, music out of tragedy with the scourge of its syllogisms: that is, it destroys the essence of tragedy, which can be explained only as a manifestation and illustration of Dionysian states, as the visible symbolisation of music, as the dream-world of Dionysian ecstasy.

If, therefore, we are to assume an anti-Dionysian tendency operating even before Socrates, which received in him only an unprecedentedly grand expression, we must not shrink from the question as to what a phenomenon like that of Socrates indicates: whom in view of the Platonic dialogues we are certainly not entitled to regard as a purely disintegrating, negative power. And though there can be no doubt whatever that the most immediate effect of the Socratic impulse tended to the dissolution of Dionysian tragedy, yet a profound experience of Socrates' own life compels us to ask whether there is necessarily only an antipodal relation between Socratism and art, and whether the birth of an "artistic Socrates" is in general something contradictory in itself.

For that despotic logician had now and then the feeling of a gap, or void, a sentiment of semi-reproach, as of a possibly neglected duty with respect to art. There often came to him, as he tells his friends in prison, one and the same dream-apparition, which kept constantly repeating to him: "Socrates, practise music." Up to his very last days he solaces himself with the opinion that his philosophising is the highest form of poetry, and finds it hard to believe that a deity will remind him of the "common, popular music." Finally, when in prison, he consents to practise also this despised music, in order thoroughly to unburden his conscience. And in this frame of mind he composes a poem on Apollo and turns a few Æsopian fables into verse. It was something similar to the demonian warning voice which urged him to these practices; it was because of his Apollonian insight that, like a barbaric king, he did not understand the noble image of a god and was in danger of sinning against a deity – through ignorance. The prompting voice of the Socratic dream-vision is the only sign of doubtfulness as to the limits of logical nature. "Perhaps " – thus he had to ask himself – "what is not intelligible to me is not therefore unreasonable? Perhaps there is a realm of wisdom from which the logician is banished? Perhaps art is even a necessary correlative of and supplement to science?"

15

In the sense of these last portentous questions it must now be indicated how the influence of Socrates (extending to the present moment, indeed, to all futurity) has spread over posterity like an ever-increasing shadow in the evening sun, and how this influence again and again necessitates a regeneration of art, – yea, of art already with metaphysical, broadest and profoundest sense, – and its own eternity guarantees also the eternity of art.

Before this could be perceived, before the intrinsic dependence of every art on the Greeks, the Greeks from Homer to Socrates, was conclusively demonstrated, it had to happen to us with regard to these Greeks as it happened to the Athenians with regard to Socrates. Nearly every age and stage of culture has at some time or other sought with deep displeasure to free itself from the Greeks, because in their presence everything self-achieved, sincerely admired and apparently quite original, seemed all of a sudden to lose life and colour and shrink to an abortive copy, even to caricature. And so hearty indignation breaks forth time after time against this presumptuous little nation, which dared to designate as "barbaric" for all time everything not native: who are they, one asks one's self, who, though they possessed only an ephemeral historical splendour, ridiculously restricted institutions, a dubious excellence in their customs, and were even branded with ugly vices, yet lay claim to the dignity and singular position among the peoples to which genius is entitled among the masses. What a pity one has not been so fortunate as to find the cup of hemlock with which such an affair could be disposed of without ado: for all the poison which envy, calumny, and rankling resentment engendered within themselves have not sufficed to destroy that self-sufficient grandeur! And so one feels ashamed and afraid in the presence of the Greeks: unless one prize truth above all things, and dare also to acknowledge to one's self this truth, that the Greeks, as charioteers, hold in their hands the reins of our own and of every culture, but that almost always chariot and horses are of too poor material and incommensurate with the glory of their guides, who then will deem it sport to run such a team into an abyss: which they themselves clear with the leap of Achilles.

In order to assign also to Socrates the dignity of such a leading position, it will suffice to recognise in him the type of an unheard-of form of existence, the type of the theoretical man, with regard to whose meaning and purpose it will be our next task to attain an insight. Like the artist, the theorist also finds an infinite satisfaction in what is and, like the former, he is shielded by this satisfaction from the practical ethics of pessimism with its lynx eyes which shine only in the dark. For if the artist in every unveiling of truth always cleaves with raptured eyes only to that which still remains veiled after the unveiling, the theoretical man, on the other hand, enjoys and contents himself with the cast-off veil, and finds the consummation of his pleasure in the process of a continuously successful unveiling through his own unaided efforts. There would have been no science if it had only been concerned about that one naked goddess and nothing else. For then its disciples would have been obliged to feel like those who purposed to dig a hole straight through the earth: each one of whom perceives that with the utmost lifelong exertion he is able to excavate only a very little of the enormous depth, which is again filled up before his eyes by the labours of his successor, so that a third man seems to do well when on his own account he selects a new spot for his attempts at tunnelling. If now some one proves conclusively that the antipodal goal cannot be attained in this direct way, who will still care to toil on in the old depths, unless he has learned to content himself in the meantime with finding precious stones or discovering natural laws? For that reason Lessing, the most honest theoretical man, ventured to say that he cared more for the search after truth than for truth itself: in saying which he revealed the fundamental secret of science, to the astonishment, and indeed, to the vexation of scientific men. Well, to be sure, there stands alongside of this detached perception, as an excess of honesty, if not of presumption, a profound illusion which first came to the world in the person of Socrates, the imperturbable belief that, by means of the clue of causality, thinking reaches to the deepest abysses of being, and that thinking is able not only to perceive being but even to correct it. This sublime metaphysical illusion is added as an instinct to science and again and again leads the latter to its limits, where it must change into art; which is really the end, to be attained by this mechanism.

If we now look at Socrates in the light of this thought, he appears to us as the first who could not only live, but – what is far more – also die under the guidance of this instinct of science: and hence the picture of the dying, Socrates, as the man delivered from the fear of death by knowledge and argument, is the escutcheon, above the entrance to science which reminds every one of its mission, namely, to make existence appear to be comprehensible, and therefore to be justified: for which purpose, if arguments do not suffice, myth also must be used, which I just now designated even as the necessary consequence, yea, as the end of science.

He who once makes intelligible to himself how, after the death of Socrates, the mystagogue of science, one philosophical school succeeds another, like wave upon wave, – how an entirely unfore-shadowed universal development of the thirst for knowledge in the widest compass of the cultured world (and as the specific task for every one highly gifted) led science on to the high sea from which since then it has never again been able to be completely ousted; how through the universality of this movement a common net of thought was first stretched over the entire globe, with prospects, moreover, of conformity to law in an entire solar system; – he who realises all this, together with the amazingly high pyramid of our present-day knowledge, cannot fail to see in Socrates the turning-point and vortex of so-called universal history. For if one were to imagine the whole incalculable sum of energy which has been used up by that universal tendency, – employed, not in the service of knowledge, but for the practical, i. e., egoistical ends of individuals and peoples, – then probably the instinctive love of life would be so much weakened in universal wars of destruction and incessant migrations of peoples, that, owing to the practice of suicide, the individual would perhaps feel the last remnant of a sense of duty, when, like the native of the Fiji Islands, as son he strangles his parents and, as friend, his friend: a practical pessimism which might even give rise to a horrible ethics of general slaughter out of pity – which, for the rest, exists and has existed wherever art in one form or another, especially as science and religion, has not appeared as a remedy and preventive of that pestilential breath.

In view of this practical pessimism, Socrates is the archetype of the theoretical optimist, who in the above-indicated belief in the fathomableness of the nature of things, attributes to knowledge and perception the power of a universal medicine, and sees in error and evil. To penetrate into the depths of the nature of things, and to separate true perception from error and illusion, appeared to the Socratic man the noblest and even the only truly human calling: just as from the time of Socrates onwards the mechanism of concepts, judgments, and inferences was prized above all other capacities as the highest activity and the most admirable gift of nature. Even the sublimest moral acts, the stirrings of pity, of self-sacrifice, of heroism, and that tranquillity of soul, so difficult of attainment, which the Apollonian Greek called Sophrosyne, were derived by Socrates, and his like-minded successors up to the present day, from the dialectics of knowledge, and were accordingly designated as teachable. He who has experienced in himself the joy of a Socratic perception, and felt how it seeks to embrace, in constantly widening circles, the entire world of phenomena, will thenceforth find no stimulus which could urge him to existence more forcible than the desire to complete that conquest and to knit the net impenetrably close. To a person thus minded the Platonic Socrates then appears as the teacher of an entirely new form of "Greek cheerfulness" and felicity of existence, which seeks to discharge itself in actions, and will find its discharge for the most part in maieutic and pedagogic influences on noble youths, with a view to the ultimate production of genius.

But now science, spurred on by its powerful illusion, hastens irresistibly to its limits, on which its optimism, hidden in the essence of logic, is wrecked. For the periphery of the circle of science has an infinite number of points, and while there is still no telling how this circle can ever be completely measured, yet the noble and gifted man, even before the middle of his career, inevitably comes into contact with those extreme points of the periphery where he stares at the inexplicable. When he here sees to his dismay how logic coils round itself at these limits and finally bites its own tail – then the new form of perception discloses itself, namely tragic perception, which, in order even to be endured, requires art as a safeguard and remedy.

If, with eyes strengthened and refreshed at the sight of the Greeks, we look upon the highest spheres of the world that surrounds us, we behold the avidity of the insatiate optimistic knowledge, of which Socrates is the typical representative, transformed into tragic resignation and the need of art: while, to be sure, this same avidity, in its lower stages, has to exhibit itself as antagonistic to art, and must especially have an inward detestation of Dionyso-tragic art, as was exemplified in the opposition of Socratism to Æschylean tragedy.

Here then with agitated spirit we knock at the gates of the present and the future: will that "transforming" lead to ever new configurations of genius, and especially of the music-practising Socrates? Will the net of art which is spread over existence, whether under the name of religion or of science, be knit always more closely and delicately, or is it destined to be torn to shreds under the restlessly barbaric activity and whirl which is called "the present day"? – Anxious, yet not disconsolate, we stand aloof for a little while, as the spectators who are permitted to be witnesses of these tremendous struggles and transitions. Alas! It is the charm of these struggles that he who beholds them must also fight them!

16

By this elaborate historical example we have endeavoured to make it clear that tragedy perishes as surely by evanescence of the spirit of music as it can be born only out of this spirit. In order to qualify the singularity of this assertion, and, on the other hand, to disclose the source of this insight of ours, we must now confront with clear vision the analogous phenomena of the present time; we must enter into the midst of these struggles, which, as I said just now, are being carried on in the highest spheres of our present world between the insatiate optimistic perception and the tragic need of art. In so doing I shall leave out of consideration all other antagonistic tendencies which at all times oppose art, especially tragedy, and which at present again extend their sway triumphantly, to such an extent that of the theatrical arts only the farce and the ballet, for example, put forth their blossoms, which perhaps not every one cares to smell, in tolerably rich luxuriance. I will speak only of the Most Illustrious Opposition to the tragic conception of things – and by this I mean essentially optimistic science, with its ancestor Socrates at the head of it. Presently also the forces will be designated which seem to me to guarantee a re-birth of tragedy – and who knows what other blessed hopes for the German genius!

Before we plunge into the midst of these struggles, let us array ourselves in the armour of our hitherto acquired knowledge. In contrast to all those who are intent on deriving the arts from one exclusive principle, as the necessary vital source of every work of art, I keep my eyes fixed on the two artistic deities of the Greeks, Apollo and Dionysus, and recognise in them the living and conspicuous representatives of two worlds of art which differ in their intrinsic essence and in their highest aims. Apollo stands before me as the transfiguring genius of the principium individuationis through which alone the redemption in appearance is to be truly attained, while by the mystical cheer of Dionysus the spell of individuation is broken, and the way lies open to the Mothers of Being,[20] to the innermost heart of things. This extraordinary antithesis, which opens up yawningly between plastic art as the Apollonian and music as the Dionysian art, has become manifest to only one of the great thinkers, to such an extent that, even without this key to the symbolism of the Hellenic divinities, he allowed to music a different character and origin in advance of all the other arts, because, unlike them, it is not a copy of the phenomenon, but a direct copy of the will itself, and therefore represents the metaphysical of everything physical in the world, the thing-in-itself of every phenomenon. (Schopenhauer, Welt als Wille und Vorstellung, I. 310.) To this most important perception of æsthetics (with which, taken in a serious sense, æsthetics properly commences), Richard Wagner, by way of confirmation of its eternal truth, affixed his seal, when he asserted in his Beethoven that music must be judged according to æsthetic principles quite different from those which apply to the plastic arts, and not, in general, according to the category of beauty: although an erroneous æsthetics, inspired by a misled and degenerate art, has by virtue of the concept of beauty prevailing in the plastic domain accustomed itself to demand of music an effect analogous to that of the works of plastic art, namely the suscitating delight in beautiful forms. Upon perceiving this extraordinary antithesis, I felt a strong inducement to approach the essence of Greek tragedy, and, by means of it, the profoundest revelation of Hellenic genius: for I at last thought myself to be in possession of a charm to enable me – far beyond the phraseology of our usual æsthetics – to represent vividly to my mind the primitive problem of tragedy: whereby such an astounding insight into the Hellenic character was afforded me that it necessarily seemed as if our proudly comporting classico-Hellenic science had thus far contrived to subsist almost exclusively on phantasmagoria and externalities.